SEC Info - PennyMac Mortgage Investment Trust (2024)

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PennyMac Mortgage Investment Trust – ‘8-K’for9/15/20

On: Tuesday, 9/15/20, at 6:02am ET · For: 9/15/20 · Accession #: 1564590-20-43471 · File #: 1-34416

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 As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/15/20 PennyMac Mortgage Inv Trust 8-K:7,9 9/15/20 12:6.9M ActiveDisclosure/FA

Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit Description Pages Size  1: 8-K Current Report HTML 31K  2: EX-99.1 Miscellaneous Exhibit HTML 28K 8: R1 Document and Entity Information HTML 53K 10: XML IDEA XML File -- Filing Summary XML 12K 7: XML XBRL Instance -- pmt-8k_20200915_htm XML 22K 9: EXCEL IDEA Workbook of Financial Reports XLSX 6K 4: EX-101.DEF XBRL Definitions -- pmt-20200915_def XML 43K 5: EX-101.LAB XBRL Labels -- pmt-20200915_lab XML 72K 6: EX-101.PRE XBRL Presentations -- pmt-20200915_pre XML 43K 3: EX-101.SCH XBRL Schema -- pmt-20200915 XSD 21K 11: JSON XBRL Instance as JSON Data -- MetaLinks 14± 23K 12: ZIP XBRL Zipped Folder -- 0001564590-20-043471-xbrl Zip 20K 

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [AlternativeFormats]

iX:C:C:C:C:C:C:

ifalse i0001464423 0001464423 2020-09-15 2020-09-15 0001464423 us-gaap:CommonStockMember 2020-09-15 2020-09-15 0001464423 us-gaap:SeriesAPreferredStockMember 2020-09-15 2020-09-15 0001464423 us-gaap:SeriesBPreferredStockMember 2020-09-15 2020-09-15

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): iSeptember 15, 2020

iPennyMac Mortgage Investment Trust

(Exact name of registrant as specified in its charter)

iMaryland

i001-34416

i27-0186273

(State or other jurisdiction

(Commission

(IRS Employer

of incorporation)

File Number)

Identification No.)

i3043 Townsgate Road, iWestlake Village, iCalifornia

i91361

(Address of principal executive offices)

(Zip Code)

i(818) i224‑7442

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

iCommon Shares of Beneficial Interest, $0.01 par value

iPMT

iNew York Stock Exchange

i8.125% Series A Cumulative Redeemable Preferred Shares of Beneficial Interest, $0.01 par value

iPMT/PA

iNew York Stock Exchange

i8.00% Series B Cumulative Redeemable Preferred Shares of Beneficial Interest, $0.01 par value

iPMT/PB

iNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 7.01 Regulation FD Disclosure.

PennyMac Mortgage Investment Trust (the “Company”) will present at the Barclays Global Financial Services Conference on Tuesday, September15, 2020.A copy of the presentation has been made available on the Company’s investor relations website and is furnished herewith as Exhibit99.1 to this Current Report on Form8-K.

The information in Item 7.01 of this Current Report on Form8-K, including Exhibit99.1 attached hereto, shall not be deemed “filed” for purposes of Section18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities of Section18, nor shall it be deemed incorporated by reference into any disclosure document relating to the Company, except to the extent, if any, expressly set forth by specific reference in such filing.

Item 9.01Financial Statements and Exhibits.

(d)Exhibits.

Exhibit No.

Description

99.1

Barclays Global Financial Services Conference Slide Presentation

104

Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

PENNYMAC MORTGAGE INVESTMENT TRUST

Dated: September 15, 2020

/s/ Andrew S. Chang

Andrew S. Chang

Senior Managing Director and Chief Financial Officer

Dates Referenced Herein and Documents Incorporated by Reference

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